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18 Mar 2022, 8:52 am
” The SEC has also been investigating sweep accounts as of late, which are basically accounts used by firms to hold cash for customers. [read post]
16 Dec 2011, 7:05 pm
Meantime, state regulators are accusing another RIA, Sean Michael O'Brien and Andover Equity Investment Group LLC of using clients’ money to pay for his own expenses, charging “exorbitant” fees, and issuing untrue statements to investigators. [read post]
29 Jun 2016, 4:27 pm
If the Federal Reserve objects to a capital plan, a firm may not make any capital distribution unless expressly authorized by the Federal Reserve….The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; BancWest Corporation; Bank of America Corporation; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial Corporation; Citigroup, Inc.; Citizens Financial… [read post]
5 Oct 2010, 2:20 am
CatalystMD, LLC, D2008-0647 (WIPO July 2, 2008). [read post]
3 Nov 2017, 10:51 am
Laboratory Corporation of America Holdings; No. 1:17-cv-00911-TDS (M.D.N.C. [read post]
Investors Left Out of the Auction Rate Securities Regulatory Settlements Are Suing to Recover Losses
22 Jun 2009, 9:46 am
., Oppenheimer Holdings Inc., E*Trade Financial Corp., and TD Ameritrade Holding Corp., which were among the biggest distributors of auction rate securities, according to the article. [read post]
26 Nov 2017, 4:00 am
Section 2 (a) protects the freedom of individuals and groups to hold and manifest religious beliefs. [read post]
28 Mar 2022, 12:50 am
To date, there have been 10 samples with detectable PFAS out of 532 TDS samples the FDA has tested since 2019. [read post]
23 Jan 2015, 9:30 am
Pinnacle Group LLC, 269 F.R.D [read post]
31 Jan 2021, 4:13 pm
Last Week in the Courts On 25 January 2021 Saini J heard an application in the case of Qatar Airways Group Q.S.C.S v Middle East News FZ LLC & ors. [read post]
20 Apr 2023, 1:20 pm
CFM Partner David Rothschild and Senior Associate Malhar Oza will be joined by Managing Director Michael Fitzgerald of TD Cowen and Chief Executive Officer Fizza Khan of Silver Regulatory Associates LLC for a lively discussion. [read post]
15 Mar 2008, 7:00 am
Shame about the IP: (Afro-IP),Ethiopia receives US trade mark for Sidamo coffee despite opposition from Starbucks: (The IP Factor), (Afro-IP),CC licensed test for African sleeping sickness: (creativecommons.org),Update on PCT applications filed in Nigeria: (Afro-IP),Parallel imports of DVDs to be tested in South Africa: Universal City Studios v Mr Video: (Afro-IP),The W****D C*P of 2*1*: FIFA’s intellectual property rights in South Africa: (Afro-IP),Namibia to adopt… [read post]
6 Dec 2009, 9:11 pm
The real estate company, MA No. 2, LLC (MA2), is a Nevada corporation that owns the Parkview Apartments on Federal Street in Springfield. [read post]
3 Apr 2019, 10:00 am
For more information, visit Medina Law Group or Palante Wealth Advisors. [read post]
19 Mar 2022, 2:09 pm
In the United States, federal agencies such as the Occupational Safety and Health Administration (OSHA), or the Environmental Protection Agency (EPA), and their state analogues, regularly set exposure standards that could not and should not hold up in a common-law tort case. [read post]
